Corporate Profile

UMB Stockbrokers Limited (UMBS) a Licensed Dealing Member of the Ghana Stock Exchange (GSE), was established in 1975 and has been a pioneer dealer on the GSE. We are licensed by the Securities and Exchange Commission (SEC) as a Broker-Dealer.

Our current line of business includes the provision of brokerage services, equity research, Corporate Finance and Advisory Services, Sponsoring of Stock Exchange listings, Portfolio Management and Share Valuation.

Over the years, we have been a key player in the capital market in Ghana having sponsored the listings of a significant number of companies on the stock market.  Notable, amongst these are the Initial Public Offers of SIC, GOIL and the mergers of SG-SSB and Anglo-Gold Ashanti.

We have also assisted most of the listed companies in undertaking corporate actions such as Rights Issues and Bonus Issue, etc.


Our Core Values


Clients’ portfolios are handled by an ethical team of professionals.


To execute client instructions with speed, intensity and a competitive urgency.


To achieve excellence in all we do and as a way of life.


Honoring our commitments to our clients with perseverance, drive, resourcefulness and work ethic to make a positive impact on their lives.


The energy, commitment and enthusiasm that inspire us to achieve the never-ending pursuit of excellence.


  • We value the creativity, imagination, dedication, courage, and spirit that drive us beyond the ordinary.
  • Delight and serve our customers through the high quality of our products and services
  • Promote a positive, energizing, optimistic and fun environment
  • Promote and implement creative and innovative ideas and solutions
  • Value, promote and fiercely protect our reputation
  • Pioneer dealer on the Ghanaian capital market.
  • Unparallel investment advisory services.
  • Leaders in primary market transactions.
  • Experienced and competent professionals to take care of your investment needs.
  • Timely execution of client orders.
  • Provision of free up-to-date market information.


Nana Ama Pokuaa Ayiku

Head, Human Resource

Nana Ama Pokuaa Ayiku is an experienced Human Resource Management practitioner with over ten years of post-qualification experience in …

Vic-Susan Obeng Obuobi

Vice President, Marketing & Corporate Affairs

Vic-Susan has over 12 years of experience in Marketing and Client Relations from leading financial institutions in Ghana. She …

Mr. Nelson Cudjoe Kuagbedzi

Head, Finance and Accounts

Nelson Cudjoe Kuagbedzi is the Head of Finance and Accounts at UMB Capital Ltd and also oversees the Finance …

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